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BusinessFinancial Markets

Charges & Penalties Relating To The Financial Crisis - 7 Key Stats

posted: 2 years ago

Fine For Littering

Here's 7 key statistics about SEC enforcement actions addressing misconduct that led to, or arose from, the financial crisis.

Number of Entities and Individuals Charged - 66

Number of CEOs, CFOs, and other Senior Corporate Officers Charged - 32

Number of Officer and Director Bars, Industry Bars, and Commission Suspensions Imposed on Individuals -19

Penalties Ordered - $900m

Disgorgement and Prejudgment Interest Ordered - $148m

Additional Monetary Relief Obtained for Harmed Investors - $298m

Total Penalties, Disgorgement, and Other Monetary Relief - $1.34bn

Figures through to 5th May, 2011

Source - The Securities and Exchange Commission

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