Two former Wells Fargo employees charged with insider trading in advance of research reports containing ratings changes.
A month after bolting barefoot from the courthouse , a New York City investor relations executive returned to court and pleaded guilty Wednesday in an insider trading case. It was his 52nd birthday.
A former mortgage broker from Brooklyn admitted on Friday to being the glue that held together an insider trading ring that involved the passing of stock tips on Post-it notes and napkins in meetings at restaurants in Midtown Manhattan and at Grand Central Terminal.
SAC Capital Advisors, the hedge-fund firm that Steven A. Cohen transformed into a family office following a record insider-trading settlement, lost a bid to dismiss an investor class action over the wrongdoing.
'We all make mistakes'.
A sad tale.
Preet Bharara , the U.S. Attorney in Manhattan, may have just lost his first insider trading case, but he said he is keeping the defeat in perspective.
Former Goldman Sachs director Rajat Gupta, serving a two-year prison term, has failed to persuade a federal appeals court to overturn his insider trading conviction.
Rengan Rajaratnam, the brother of Galleon Group co-founder Raj Rajaratnam, became the first of at least 88 people charged in a federal crackdown on insider trading to escape conviction.
Former SAC Capital Advisors portfolio manager Mathew Martoma, convicted of orchestrating the most lucrative insider trading scheme in U.S. history, should spend more than eight years in prison, prosecutors told the judge who will sentence him next month.