David Sirianni, Oppenheimer's head municipal bond trader, was fined $100,000 and suspended for 60 days by the Financial Industry Regulatory Authority for overcharging customers.
As a leading national investment boutique, Oppenheimer & Co. Inc., is dedicated to providing independent financial advice, a full spectrum of traditional and nontraditional products and solutions and responsive client service to individuals, families, corporate executives, business and institutions.
Oppenheimer & Co has announced that John Phillips has joined the firm as Managing Director in the Investment Banking Division’s Consumer and Business Services Group.
The former manager allegedly misled investors over valuation and performance.
Oppenheimer Asset Management has announced that Tim Pynchon has joined the Firm as Managing Director – Portfolio Manager for High Yield Tax Exempt Funds.
Oppenheimer & Co. has announced the continued expansion of its Global Emerging Markets (EM) Fixed Income business.
Oppenheimer has announced the addition of several senior hires, including two recent additions in the Investment Banking Division.
The Securities and Exchange Commission has charged two investment advisers at Oppenheimer & Co. with misleading investors about the valuation policies and performance of a private equity fund they manage.
Matthew Turner, a former private equity executive at Bank of America’s Merrill Lynch unit, has sued the company for about $14m in bonuses he says were promised and never paid.
Oppenheimer & Co. has announced that Peter J. Albano will become Managing Director – Head of Taxable Fixed Income Sales.
Oppenheimer Asset Management, a unit of Oppenheimer Holdings, has announced that two senior portfolio strategists and one sales executive specializing in strategic product sales in the Eurozone have joined the firm.