Trading firms and employees raised concerns about high-speed traders at Barclays’ dark pool months before the New York attorney general alleged in June that the firm lied to clients about the extent of predatory trading activity on the electronic trading venue, according to people familiar with the firms
A large burst of layoffs likely.
Bank of Montreal named Lyle Wilpon, a former executive with Bank of America Merrill Lynch, to head its mergers-and-acquisitions business in the U.S.
Goldman Sachs is shaking up its technology, media and telecommunications investment banking group, according to internal memos.
RBC Capital Markets announced the appointment of Darrell Uden as a Managing Director and Head of European Equity Capital Markets and Corporate Broking.
RBC Capital Markets has announced the appointment of Bruce Garner as Managing Director and Head of Metals.
RBC Capital Markets has announced the appointments of Michal Katz and Michael Carter as Managing Directors and Co-Heads of the U.S. Technology Investment Banking group.
Former Bank of America Corp managing director Johnny Williams is joining UBS AG as vice chairman for the Americas, according to a memo obtained by Reuters.
Royal Bank of Canada took the top spot for arranging stock sales in Canada last year, displacing Toronto-Dominion Bank in the slowest year for equity financings since 2008.
Ron Teerlink, head of Royal Bank of Scotland's business services division, has announced he will leave the lender next year, marking the exit of the last former senior ABN Amro manager.