Pressure on Mizuho President Yasuhiro Sato mounted after Japan’s financial regulator told the bank to explain how and when top executives found out about its loans to crime groups.
The Financial Services Authority(FSA) is the regulator of the financial services industry in the UK.
Three new Chairmen have been appointed to the independent Panels which lead the process for constructive challenge of the Financial Conduct Authority’s (FCA’s) policies and practices from the point of view of regulated firms.
In a prosecution brought by the Financial Services Authority (FSA) and heard at Southwark Crown Court Richard Joseph, age 43, has been found guilty of 6 counts of conspiracy to deal as an insider. He has been sentenced to four years on each count, which will be served concurrently.
The Financial Services Authority (FSA) has published its Internal Audit Report on the London Interbank Offered Rate (LIBOR).
The Financial Services Authority (FSA), with the assistance of the Metropolitan Police Service, have this morning executed six search warrants in the City of London and Greater London Area.
The Financial Services Authority has fined UBS for failures in the sale of the AIG Enhanced Variable Rate Fund (the Fund).
The Financial Services Authority (FSA) has fined The Royal Bank of Scotland plc (RBS) £87.5 million for misconduct relating to the London Interbank Offered Rate (LIBOR).
No more cock-ups or unethical behaviour.
The Financial Services Authority (FSA) has appointed two new non-executive directors to the Board of the Financial Services Compensation Scheme (FSCS). Marian Glen and Charles McKenna will take up their positions on 1 February 2013.
The Financial Services Authority (FSA) has fined UBS £160m for misconduct relating to the London Interbank Offered Rate (LIBOR) and the Euro Interbank Offered Rate (EURIBOR). This is the largest fine ever imposed by the FSA.
Shares in Macquarie have fallen over 17% since June 1st, with even takeover talk failing to send them heading north.
The Swiss Financial Market Supervisory Authority (FINMA) and the UK Financial Services Authority (FSA) are launching a comprehensive independent investigation into the events surrounding the trading losses incurred by UBS AG in its London operations.