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Financial Advisers

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Financial Markets

Unions Issue Strike Threat Over HSBC Redundancies

Unions are threatening to ballot for strike action at HBSC after the UK's biggest bank warned 3,166 staff that their roles were at risk of redundancy.

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Financial Markets

Brokers Who Switch Firms Must Disclose Bonuses / Incentives to Clients in Finra Proposal

Brokers who switch firms would be compelled to tell customers about any recruiting bonuses and other incentives received under rules proposed by industry regulators to protect clients from conflicts of interest.

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Financial Markets

Financial Advisers - Going Solo Successfully Demands Many Skills

Like many employees, second-guessing your boss or company is a game that financial advisers at the big Wall Street firms play, too.

Featured Deal For CHICAGO

Two Water Park Passes at Vernon Hills Park District Family Aquatic Center

Sand, lounge chairs, and crystal clear water make the beach a great getaway -- but add a lazy river and three water slides, and you've got something even better: • $12 ($24 value) for two passes to the aquatics center • Leisure pools have lap lanes for serious swimmers and waterfalls for kids • Valid from May 25 to September 2 Perfect for All Ages Chill out in the 700-foot lazy river, or go for a dip in the leisure pool -- the sprays and jets are certain to drop your temperature and raise your spirits.

Click here for more deals in CHICAGO

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Financial Markets

Financial Advisors Receive Mediocre Results from Their Social Networking Efforts

Phoenix Marketing International, one of the top research companies in the U.S., has announced the addition of a social networking module to its syndicated programs conducted at least monthly across the financial services industry in Canada, Europe, the UK and the US.

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Financial Markets

PricewaterhouseCoopers Fined Over JP Morgan Failures

PricewaterhouseCoopers has been fined a record £1.4m and given a rare 'severe reprimand' by the accountancy regulator over the failure of investment bank JP Morgan to safeguard billions of pounds of clients' assets.