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Regulation

Toilet Sign

Financial Markets

Global Head of Equities ? No, Actually I Clean The Toilets!

If you work for an investment bank, you may feel that a grandiose job description is your due - but be careful.

Chisel Split Ice

Financial Markets

Breaking Up US Banks Means Chinese Banks Win: Bove

The efforts in Congress to break-up "too big to fail" banks in the U.S. run the risk of allowing Chinese banks to takeover as leaders on the world financial stage, an influential banking analyst told CNBC on Tuesday.

Pointing The Finger

Financial Markets

Regulator Quick To Point Finger of Blame, Yet Slow to Admit When It Loses

When the Securities and Exchange Commission sued Edward Steffelin last year, the agency issued a press release telling the world it had accused him of fraud. So how did the world first learn that the SEC had dropped its claims against him ?

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People & Firms

Correlate Wins Best Compliance Recruitment Services Award

Correlate Search was formally recognised at The Savoy Hotel on Thursday 4 November when more than 1000 guests attended the 2010 Compliance Register Awards, the largest annual event for the UK’s financial services compliance and regulation community.

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