Financial Markets
2 months ago
Hands up - he pleads guilty.
Financial Markets
6 months ago
Barclays has lost three of its top technology investment bankers in New York this week to a rival, according to people familiar with the matter.
Financial Markets
6 months ago
Morgan Stanley Wealth Management has reached a legal settlement with a former Risk Officer who claimed he was fired for reporting a broker at the firm was improperly 'churning' securities.
Financial Markets
6 months ago
A former Rochdale Securities trader was arrested on wire fraud charges in connection with an unauthorized $1bn purchase of Apple stock that backfired, costing his company $5m, the U.S. said.
Financial Markets
6 months ago
Goldman Sachs CEO Lloyd Blankfein and President Gary Cohn have exercised more 10-year-old stock options, boosting their total gains to more than $5m each.
Financial Markets
7 months ago
Rochdale Securities LLC, the brokerage struggling to survive and keep its staff after an unapproved $1bn trade in Apple soured, lost three more traders to competitors.
Financial Markets
7 months ago
Rochdale Securities, the brokerage struggling to survive after an unapproved $1bn trade in Apple Inc. went sour, lost its two co-heads of trading to a rival firm.
Financial Markets
7 months ago
Rochdale Securities is struggling to secure a deep-pocketed buyer three weeks after a former trader, identified as David Miller, saddled the firm with $1bn in 'unauthorized' Apple trades that it wasn’t able to cover.
Financial Markets
7 months ago
Gleacher & Co, a small broker-dealer whose shares have plunged 43% in the past 12 months, said it is no longer pursuing short-term fixes for its low share price, prompting investor speculation that it is close to a sale.
Financial Markets
7 months ago
'He walked out the door the next day and never came back', said one person familiar with the situation.